Advanced-CAMS-Audit시험대비덤프샘플다운최신덤프문제

현재 많은 IT인사들이 같은 생각하고 잇습니다. 그것은 바로ACAMS Advanced-CAMS-Audit인증시험자격증 취득으로 하여 IT업계의 아주 중요한 한걸음이라고 말입니다.그만큼ACAMS Advanced-CAMS-Audit인증시험의 인기는 말 그대로 하늘을 찌르고 잇습니다,

ACAMS Advanced-CAMS-Audit 시험요강:

주제	소개
주제 1	Corporate Governance and the Audit Function: This section of the exam measures the skills of auditing professionals and covers the principles and frameworks that guide effective governance in organizations. It emphasizes understanding the roles and responsibilities of the board of directors, management, and auditors. A key skill assessed is the ability to evaluate governance structures and their impact on organizational performance.
주제 2	Fieldwork and Evaluation: This section of the exam measures the skills of target professionals to demonstrate audit procedures during fieldwork. It involves collecting evidence, testing controls, and evaluating findings to ensure accuracy and reliability.
주제 3	Planning and Scoping: This section of the exam measures the skills of audit managers and covers the processes involved in planning an audit engagement. It includes defining the scope, objectives, and resources required for an effective audit. A critical skill evaluated here is the ability to identify risks and develop a comprehensive audit plan that addresses those risks while ensuring compliance with relevant standards.
주제 4	Reporting, Recommendations, and Follow-Up: This section of the exam measures the skills of audit managers and covers the communication of audit findings to stakeholders. It includes developing clear recommendations for improvement based on evaluation results and ensuring follow-up on those recommendations.

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ACAMS Advanced-CAMS-Audit 덤프는 고객님의ACAMS Advanced-CAMS-Audit시험패스요망에 제일 가까운 시험대비자료입니다. 많은 자료정리 필요없이 Itexamdump에서 제공해드리는 깔끔한ACAMS Advanced-CAMS-Audit덤프만 있으면 자격증을 절반 취득한것과 같습니다. ACAMS Advanced-CAMS-Audit 덤프를 다운받아 열공하세요.

최신 AML Certifications Advanced-CAMS-Audit 무료샘플문제 (Q89-Q94):

질문 # 89
During the auditing process the auditor finds that the entity never updates the customers risk assessment.
Which remediation actions should the auditor suggest? (Select Two.)

A. Compliance regularly updates the lists of high- and medium-risk countries to ensure updated customer risk profiles.
B. The business updates the customer risk profiles periodically in accordance with the customer risk level.
C. Management engages an independent third party to update all the customer risk profiles.
D. Audit designates an audit manager to review customer profiles annually.
E. Delete non-active customer profiles to reduce the workload of ongoing surveillance.

정답：A,B

설명：
A:Regularly updating lists of high- and medium-risk countries ensures that customer risk profiles align with the most current geopolitical and economic risks.
E:Periodic updates to customer risk profiles, based on their assigned risk level, are critical for maintaining an accurate and dynamic risk assessment system.

질문 # 90
Which finding must be first remediated in order to understand is risks the organization is exposed to?

A. Finding 1
B. Finding 3
C. Finding 5
D. Finding 8

정답：A

설명：
Finding 1
* This finding likely pertains to foundational gaps in the organization's risk assessment framework or the absence of a comprehensive understanding of inherent risks. Without addressing this, the organization cannot adequately identify, assess, or mitigate risks effectively.
* According to CAMS-Audit standards, a thorough risk assessment is the cornerstone of an effective AML/CFT program. It helps to prioritize resources and design appropriate controls based on the identified risk levels.
Critical Role in Understanding Risks
* Remediating foundational issues ensures that the organization has a clear understanding of its risk exposure across all products, services, and jurisdictions. This step is essential before addressing downstream issues such as customer due diligence (CDD) gaps or monitoring inefficiencies.
Alignment with Regulatory Requirements
* FATF guidelines and CAMS-Audit practices emphasize that risk assessment should precede other remediation efforts. Without this, the organization may address symptoms rather than root causes of compliance and operational risks.

질문 # 91
The company has automated the completion of the customer risk assessment (CRA) into its main customer relationship management (CRM) system The CRM has needs recording the overall risk level assessed (Standard. Enhanced), the ID number of the staff member who completed the assessment, and me date of the last assessment Which additional fields should the auditor recommend to document the CRA process? (Select Three.)

A. Annual premium (S)
B. Photo ID taken (Passport Driver's License. Other)
C. Residence (Country)
D. Age (Years)
E. Risk factors (Y/N. if Y please specify)
F. Type of customer (Trust. Company Individual)

정답：C,E,F

설명：
Enhancements to the CRA Process:
* Risk Factors:Identify and document specific risk indicators for transparency and consistent assessment. This ensures alignment with the risk-based approach advocated by FATF.
* Type of Customer:Differentiating customer types (trust, company, individual) is critical for tailoring due diligence measures to the unique risks associated with each type.
* Residence (Country):Tracking customer jurisdiction ensures risk assessments reflect geopolitical and regulatory changes, fulfilling FATF compliance expectations.
Role of Additional Fields in Compliance:
* These fields enhance traceability, accountability, and risk profiling, ensuring the CRA process is comprehensive and meets regulatory standards.
Advanced CAMS-Audit Guidance:
* Documentation must be detailed and periodically reviewed to address evolving AML risks effectively, as recommended by CAMS-Audit guidelines.

질문 # 92
When assessing the effectiveness of a transaction monitoring system, which indicators require active monitoring by the auditor or compliance'? (Select Two.)

A. Scenario altering techniques
B. Data quality and mapping
C. Complexity of monitoring scenarios
D. False positive ratio
E. Robustness of feedback relating to submitted suspicious activity reports

정답：B,D

설명：
Transaction Monitoring Effectiveness:
* A. Data Quality: Accurate data mapping ensures scenarios detect relevant risks, reducing errors in monitoring.
* D. False Positives: Monitoring false positive ratios improves system efficiency and minimizes unnecessary alerts.

질문 # 93
When reviewing an entity's sanctions compliance program, the auditor should ensure who is exempt from the Office of Foreign Assets Control's regulations?

A. US citizens residing outside the
B. Non-US entities having branches outside the US
C. Non-US citizens residing in the US
D. US entities having branches outside the US

정답：C

설명：
Exemptions from OFAC Regulations:
* Non-US citizens residing in the US are typically subject to OFAC regulations unless explicitly exempted. However, understanding exemptions is vital for sanctions compliance.
Auditor's Role in Sanctions Compliance:
* Auditors must review whether the entity's compliance program correctly identifies and exempts individuals or entities as per OFAC guidelines.
CAMS-Audit Reference:
* CAMS-Audit recommends thorough reviews of sanctions compliance programs, focusing on adherence to OFAC requirements and exemptions.

질문 # 94
......

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Ian Cook Ian Cook

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Advanced-CAMS-Audit시험대비덤프샘플다운최신덤프문제

ACAMS Advanced-CAMS-Audit 시험요강:

Advanced-CAMS-Audit시험대비 최신버전 덤프샘플 - Advanced-CAMS-Audit최고품질 시험덤프 공부자료

최신 AML Certifications Advanced-CAMS-Audit 무료샘플문제 (Q89-Q94):

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